1
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NAME OF REPORTING PERSON
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Norman H. Pessin
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
|
☑
|
||
(b)
|
☐
|
||||
|
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||||
3
|
SEC USE ONLY
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4
|
SOURCE OF FUNDS
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PF
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|||
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||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
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|
☐
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||
|
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||||
|
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6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
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||
United States
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
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384,527
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8
|
SHARED VOTING POWER
|
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||
|
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|||
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||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
384,527
|
|
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|||
|
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||||
10
|
SHARED DISPOSITIVE POWER
|
|
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||
|
|
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|||
|
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||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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|
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384,527
|
|
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||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
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|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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|
|
||
1) 4.3%
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|
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|||
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||||
14
|
TYPE OF REPORTING PERSON*
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|
|
||
IN
|
|
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|||
|
|
1
|
NAME OF REPORTING PERSON
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|
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|
|||
Sandra F. Pessin
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|||
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|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
|
☑
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
PF
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
0
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
0%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON*
|
|
|
||
IN
|
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|
|||
|
|
Item 1. | Security and Issuer |
Item 2. | Identity and Background |
Name and Address:
|
1) |
Norman H. Pessin
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366 Madison Avenue, 14th Floor
|
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New York, NY 10017
|
||
2) |
Sandra F. Pessin
|
|
366 Madison Avenue, 14th Floor
|
||
New York, NY 10017
|
||
Principal Occupation:
|
1) |
Investor
|
2) |
Housewife
|
|
Criminal Convictions:
|
1) |
None
|
2) |
None
|
|
Civil Proceedings:
|
1) |
None
|
2) |
None
|
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Citizenship:
|
1) |
United States
|
2) |
United States
|
Item 3. | Source and Amount of Funds or Other Consideration |
Item 4. | Purpose of Transaction |
Item 5. | Interest in Securities of the Issuer |
Item 6.
|
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
|
Item 7.
|
Material to Be Filed as Exhibits
|
/s/ Norman H. Pessin
|
||
Norman H. Pessin
|
/s/ Sandra F. Pessin
|
||
Sandra F. Pessin
|
Shares of Common
Stock Sold
|
Price Per
Share ($)
|
Date of
Sale
|
Sandra F. Pessin
|
||
26,796
|
1.15
|
6/29/16
|
15,000
|
1.05
|
6/30/16
|
13,493
|
1.00
|
7/1/16
|
27,678
|
0.97
|
7/5/16
|
18,827
|
0.90
|
7/6/16
|
35,290
|
0.85
|
7/7/16
|
15,000
|
0.87
|
7/11/16
|
60,000
|
0.81
|
7/20/16
|
48,136
|
0.66
|
7/21/16
|